Rule Docket — Compliance Reporter presents an at-a-glance listing of key upcoming regulatory developments. The database is designed so that you can see immediately what you need to do, and when, over the coming weeks — whether that’s get your voice heard about a proposal or get your firm ready to comply.
Regulator Guidance Hub — Compliance Intelligence presents a central, online hub where you can access recent no-action letters and other guidance from the regulators impacting brokerages and investment management shops. Make sure you have the latest advice and insight.
Fund Intelligence membership gives your firm access to an unique analysis and networking platform providing actionable data, insights and contacts that enable you to raise capital, comply with regulation and benchmark against peers.