Outsourcing liquidity rule compliance seen as ‘failure’

The potential role of third-party vendors to aid fund firms

Marissa Capodanno 24 March, 2016

Proposal aimed at increasing investor awareness, cost competition

Stan Wilson 11 April, 2016

Iowa-based fund group brings on new independent ahead of upcoming retirement

Marissa Capodanno 5 April, 2016

Iowa-based fund group brings on new independent ahead of upcoming retirement

Marissa Capodanno 5 April, 2016
SEC Chair Mary Jo White

Directors need to be proactive in light of August, December disruptions, chair says

Marissa Capodanno 31 March, 2016

Faith Colish, independent director at the Neuberger Berman Funds, has

Marissa Capodanno 28 March, 2016

Evaluating sub-accounting fees in light of 2016 guidance

The 2016 guidance follows the highly publicized SEC sweep exam conducted during the past several years on the same topic and seeks to address and/or clarify for the industry certain issues that arose during that exam.

Fund Directions 21 March, 2016

Q&A: In the Hot Seat with Joe Allessie

The compliance officer role remains a relatively young one. In

Marissa Capodanno 29 February, 2016

What fund directors need to know about robo-advisers

Robo-advisers have garnered significant attention in recent years, in particular

Marissa Capodanno 28 January, 2016

Tell us what you think mutual fund directors are most concerned about in the Securities and Exchange Commission‘s liquidity risk management proposal

Marissa Capodanno 5 April, 2016

Fair Valuation and Mutual Fund Use of Pricing Services Date: Tuesday,

Marissa Capodanno 28 March, 2016

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29 February, 2016

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22 February, 2016

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