SEC Targets More Cyber Enforcements

SEC enforcers are aiming to bring more cybersecurity cases in 2016

Peter Rawlings 18 March, 2016

Recent entrants to the exchange-traded fund space are facing the prospect of being tripped up by narrower exemptive relief.

Nick Jardine 18 March, 2016

Confluence has appointed Gary Casagrande as global head of investor communications and expense management solutions, which is a newly created position for the firm.

Danielle Kane 18 March, 2016

Confluence has appointed Gary Casagrande as global head of investor communications and expense management solutions, which is a newly created position for the firm.

Danielle Kane 18 March, 2016

Oyster Consulting recently brought on Jeffrey Schuh as director for the firm’s Minneapolis division.

Danielle Kane 18 March, 2016

Recognos Financial has launched a new data extraction platform, Recognos ETI.

Danielle Kane 18 March, 2016

Regulation Itinerary

Mutual funds have a lot of items to juggle when it comes to proposed rules and regulations coming out of Washington, D.C. Peter Rawlings, reporter for Fund Op’s sister publication Compliance Reporter, put together a summary that highlights various SEC items and why they matter.

Peter Rawlings 18 March, 2016

What Are The Mutual Fund Operational Priorities for 2016?

Mutual fund companies will need to keep an eye on the SEC’s agenda this year as many of its new proposals and regulations apply to the sector.

Danielle Kane 18 March, 2016

A COO shares his thoughts on why cross-functional roles are especially important for funds dealing with daily liquidity requirements

Secret COO 18 March, 2016

EisnerAmper Partners Dov Braun and Gary Swiman lay out the possible implications for mutual funds and ETFs under the SEC’s recently announced liquidity management regulation.

Dov Braun and Gary Swiman 18 March, 2016

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