New ETF Issuers Face In-Kind Redemption Conundrum

Recent entrants to the exchange-traded fund space are facing the prospect of being tripped up by narrower exemptive relief.

Nick Jardine 18 March, 2016

SEC Targets More Cyber Enforcements

SEC enforcers are aiming to bring more cybersecurity cases in 2016

Peter Rawlings 18 March, 2016

Confluence appoints new head of expense management solutions

Confluence has appointed Gary Casagrande as global head of investor communications and expense management solutions, which is a newly created position for the firm.

Danielle Kane 18 March, 2016

Regulatory consulting firm hires new director

Oyster Consulting recently brought on Jeffrey Schuh as director for the firm’s Minneapolis division.

Danielle Kane 18 March, 2016

Recognos launches data extraction platform

Recognos Financial has launched a new data extraction platform, Recognos ETI.

Danielle Kane 18 March, 2016

Legacy systems causing back office headaches

For many asset managers still using legacy systems, particularly in the back- and middle-office, the prospect of overhauling these systems may seem too expensive and time consuming.

Danielle Kane 18 March, 2016

Investor pressure forcing performance reporting improvements

Amid growing regulatory pressure, investors are asking for more information and transparency regarding performance end results, according to a new report from Confluence.

Danielle Kane 18 March, 2016

CFOs expected to focus more on operational cost efficiencies

Chief financial officers at US asset management firms are taking a more hands-on approach when it comes to operations, according to new research.

Danielle Kane 18 March, 2016

Industry doubts practicality of swing pricing for US funds

Operational characteristics of the US mutual fund industry render the SEC’s proposed swing pricing option unworkable for the US market…

Marissa Capodanno 15 March, 2016

Derivatives rule could be adopted as proposed

Some mutual fund industry insiders say they would not be surprised if the Securities and Exchange Commission chooses to adopt the derivatives rule proposal…

Marissa Capodanno 15 March, 2016

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